AI compliance and governance training for regulated sectors
AI for Regulated Firms

Your people are using AI on client work. Could you evidence it’s under control?

For managing partners, directors and compliance leads in firms answerable to the SRA, the ICO or the FCA. We map your real exposure, train your staff to a standard a regulator would recognise, and leave you with the paper trail to prove it.

Book a free intro call
5★ Google Rated
2.0 → 4.3 AI knowledge score in one session
+64 NPS from training attendees
CPD Accredited AI Trainer

Genuinely different

"You knew our world, knew our regulations and the results speak for themselves. Genuinely impressed."

AK
Andrew K
Managing Partner, Conveyancing
Sue Brown

Pitched at the right level.

"Darren created bespoke AI training that perfectly matched what we needed. He engaged the team quickly and kept them focused throughout. Very positive feedback from the rest of my team. I would absolutely recommend him."

SB
Sue Brown
Director, Browns Case Management

Engaging and educational

"Engaging and educational throughout. Our team didn't know about half the risks Darren highlighted. We are in a far stronger position now."

GE
Gareth Evans
Law Firm

The regulatory and financial stakes right now

€35M
EU AI Act maximum fine

Or 7% of global turnover for the most serious violations. Enforcement active between 2026 and 2027.

£14M
ICO fine. One breach. 2024.

The ICO’s largest ever fine. The average penalty is now £2.8 million. Ignorance is not a defence.

71%
Using AI you never approved

Your team is already using tools you have not sanctioned, with no record of what went in.

11%
Have had any AI training

EU AI Act Article 4 makes staff AI literacy mandatory. Most organisations are not ready.

Read this before you decide

The reasons firms nearly don't call us

“We're too small to be on anyone's radar.”

Regulators don't set a minimum headcount, and neither do claimants. The most exposed firms are usually the smaller ones, where a single unlogged habit touches every client file.

“We haven't got the time.”

The assessment starts with one 30 minute call. Training fundamentals take 2.5 hours, and the full programme runs as weekly modules if your team cannot commit to a full day. Compare either number with the weeks an ICO investigation consumes.

“We already use AI a bit.”

Unmanaged use is precisely the exposure. A bit of use means client data may already be leaving the building with no record of it. We make what is happening visible, then make it safe.

“What does it cost?”

We don't charge per head. On the intro call we find out where your firm actually stands and what you need, then build the programme around that and price it for the work involved. The call is free, there is no obligation after it, and everything in it is yours to keep.

“Isn't this IT's problem?”

IT secures your systems. This is about judgment: what a fee earner types into a prompt box at five o'clock on a Friday. That makes it a leadership and compliance matter, which is why COLPs and managing partners are the people who book the call.

“Which AI tool should we even start with?”

If your firm runs Microsoft 365, Copilot is usually already switched on and barely used, so that is where we start. If another tool suits your work better we train on that instead and tell you honestly which one it should be. Either way, the EU AI Act asks for training matched to each person's role, experience and context of use, not a generic tool demo. See the full training page for how a session runs.

Where we specialise

Sectors we work with specifically

Regulated industries carry different AI risk profiles, and generic training addresses none of them. These are the sectors where we have built dedicated expertise and resources.

Conveyancing Solicitors

Our conveyancing programme starts inside the workflow: enquiries, searches, drafting and client updates, and where AI is already quietly involved. We map the findings against SRA obligations and COLP accountability, then train fee earners and support staff role by role. Includes a free briefing written for practitioners.

View Conveyancing Resources →

Case Management Organisations

The programme we run for case management organisations maps AI use against BABICM standards, HCPC obligations and CQC oversight, with particular care around client health data and care planning records. Assessment first, then role-specific training. Browns Case Management went through it; their words are further down this page.

View Case Management Resources →

Law Firms

Our legal sector programme follows the same structure that works in conveyancing: find where AI touches matter data and privilege, assess it in plain English, then train each practice area on its own workflows. A litigation team and a private client team carry different risks, so each gets its own session.

Talk to us about your practice →

Financial Services

For FCA regulated firms the programme leads with the questions compliance is already asking: which tools touch client data, what has gone into them, and what record exists if anyone asks. We assess first, report in plain English, then train advisers and back office separately, because their exposure is different.

Talk to us about your firm →

Estate Agents

Estate agency carries more regulation than most owners give it credit for. The programme covers HMRC money laundering obligations, material information rules and the risks that arrive when AI drafts listings and client emails. Negotiators and lettings teams train on their own day-to-day work, with guardrails they can actually follow.

Talk to us about your agency →

Healthcare

In healthcare and care settings the programme separates clinical use from administrative use on day one, because the risks are nothing alike. We map where patient data could reach consumer AI tools, assess against CQC standards and UK GDPR rules on special category data, then train teams on their own workflows using safe dummy data throughout.

Talk to us about your organisation →
Delivered inside a regulated organisation

Browns Case Management

A BABICM, CQC and GDPR aligned organisation working with brain injury and complex condition clients. Here is what we measured when we left the room.

116%
Knowledge uplift in one session

AI knowledge score from 2.0 to 4.3 out of 5. Same people. Same room. 2.5 hours.

4.91/5
On the hardest topic in the room

Full clarity on AI hallucination, bias and fabrication. The topic most trainers avoid.

100%
Said it will change how they use AI

Not one person left unconvinced. Zero detractors. Every single attendee.

“Pitched at the right level. An incredible experience.”

Sue Brown, Director, Browns Case Management

We built their training around BABICM standards, ICO data obligations and the daily realities of their clinical workflows. Yours would be built the same way.

An in-depth look at what we do

01 / 04

We start with the risk, because that is where your liability lives.

Everything that follows is built on this piece of due diligence.

We map which tools are in use across the firm, what data they touch and which of your obligations they brush against, along with the human friction: the teams who will resist, the workflows that are not ready, and the questions leadership has not asked yet. Some clients use the output to get board sign-off. Others use it as the evidence file their insurer and regulator ask about.

What's included

  • A documented AI risk assessment you can put in front of a regulator
  • Your regulatory obligations, mapped against actual AI use
  • Which tools and workflows your regulations allow you to run
  • Use cases ranked by safety first, speed second
  • Where resistance lives in your teams, and why it exists
  • An adoption plan that respects how your people feel
Discuss this service
02 / 04

Every programme is built around your firm. Not a template, and never a guess.

No generic AI overviews. Clear, non-technical guidance mapped to your obligations.

Your teams learn on the tools they will actually use: the ones you have already purchased, or the ones the assessment identified as safe for your regulatory position. They work through the exact workflows we mapped in the assessment stage, building the prompts together and testing the outputs in real time. Where people do not feel safe, we hold until they do.

What's included

  • Custom prompt libraries built for your specific use cases
  • Documented workflows your teams can reference and improve
  • Training on the exact workflows mapped in the assessment
  • Staff who keep using the tools safely after we leave
Discuss this service
03 / 04

AI without governance is exposure. We close that gap with you.

One pasted client record. One invented citation in a court document. The consequences arrive faster than the policy.

We equip your teams and leadership with what they need to build governance. We do not write your policies; that responsibility stays with the people who own it, and rightly so. Most clients use this to bridge the distance between the compliance framework and operational reality. Some bring us in after a near miss. Both work, but one is cheaper.

What's included

  • AI risk training that Legal can rely on, hallucinations, bias and data exposure explained in terms compliance can turn into policy
  • Practical protocols your teams can actually follow: when to keep a human in the loop, what never goes into AI
  • Regulatory intelligence as new frameworks emerge, EU AI Act, UK proposals and sector rules
  • We support, your compliance leads own, exactly as a regulator expects
Discuss this service
04 / 04

Most training ends on the day. Ours is built to hold.

Without follow-up, teams revert to old workflows and the compliance work you paid for quietly unwinds.

So we build the follow-up in. A check-in at 48 hours catches immediate friction, then we return at 40 days to analyse what is working, what is not, and why. Many clients then take a place on our ongoing retainer. Availability is capped so response times and hands-on support hold up.

What's included

  • 48 hour and 40 day follow-ups as standard
  • Adoption troubleshooting before barriers become reasons to quit
  • Momentum that does not stall, workflows improving and your evidence file current
  • Governance updates as regulation evolves, so your compliance team is never surprised
Discuss this service
Darren Sharples - CEO & Lead AI Trainer
Meet your AI Consultant & Trainer

Darren Sharples

Founder
Lead AI Trainer, Safer Haven AI

Darren brings over 25 years of senior leadership experience, operating at C-suite level across UK businesses. He is a registered member of the BACP, currently completing a Level 4 Diploma in Therapeutic Counselling, which grounds every engagement in recognised therapeutic principles.

This combination of executive leadership and therapy-informed practice is not common. It means the organisations Darren works with get something most consultants cannot offer: commercial rigour, psychological safety, and the kind of honest human understanding that actually moves people forward.

Full Enhanced DBS Holder
CPD Accredited AI Educator
Safer Haven Podcast Host (Coming Soon)
"For some people AI is exciting. For others, it's terrifying. My passion is helping real people and organisations feel supported as they face the challenges surrounding AI adoption."
AI Experience
  • Reduced departmental production costs by 90%, cutting processes from days to hours, with zero job losses.
  • Trained many people on AI tools.
  • Demonstrated role specific AI workflows.
  • AI risk management & governance pillars.
  • Developed apps.
  • Website design & AI marketing.

Frequently Asked Questions

Everything you need to know about our AI training services.
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That concern comes up a lot.

Our focus is helping teams understand how AI can support their work rather than threaten it, so people feel confident using it responsibly and productively.

Most training providers focus on tools and tech. We focus on your people first, then the tools and then the risk.

The logic is simple: it’s very hard to learn while you’re anxious about the subject. The tools are brilliant and we are happy to show them to you but, in the wrong hands, because of the risks involved they can be dangerous to your business.

We give a very balanced overview of the AI landscape so that your organisation can make informed decisions to protect it and watch it thrive using AI.

Usually quite quickly.

You can check my real-time availability through the button below and book a discovery call at a time that suits you.

From there, we can normally schedule training within a few weeks depending on your team’s availability and specific needs.

The first step is a simple conversation.

No. Our training is designed specifically for people who aren’t technical.

We focus on practical, everyday ways teams can use AI safely and confidently in their roles without needing a technical background.

Either a full day extensive training session, or a 2.5 hour fundamentals session that builds into the full modular programme, whichever fits your team’s schedule.

The session is designed for up to 50 attendees to enable the practical elements to produce the results and standards we set of ourselves.

The session includes AI fundamentals, team safety via our SAFER framework, practical exercises based around your job role specifics and AI risk.

Not at all.

Many organisations come to us before any formal policy exists. Part of our work is helping you understand what responsible AI use should look like for your organisation.

Ideally we want to deliver this training in person as it’s designed to be a high-energy workshop where individuals feed off that and gain in confidence.

We understand that this is not always possible and will bring the high energy to the screen via Teams if this suits your team better.

We encourage you to read the case study on the homepage, these are typical results after a single session with Safer Haven AI.

Over time as we continue to work with you, the efficiencies compound. Organisations that formally train teams have far better adoption and safety metrics than those that do not.

Industry studies say productivity gains of 30%–40% are very much in scope within weeks.

AI safety and governance are core to our training. We teach clear safety boundaries, data protection best practices, and when NOT to use AI.

We never compromise on security, it's embedded in everything we teach.

Yes of course we can.

As standard we map your workflows, bottlenecks and regulations to the training we deliver, however we understand you may have very specific bespoke requirements.

Make us aware of this during your initial call, our team would be more than happy to work with you on this.

Ready to see exactly where you stand?

A 30 minute conversation. No preparation needed and no pitch. You will leave with a clearer picture of your exposure, even if we never speak again.

Darren Sharples

You'll be speaking with Darren

Founder - AI Consultant / Trainer

"If you’re curious about how AI could fit into your organisation, this is a safe place to start the conversation."

Book a free intro call or Take the free 5-minute risk check Free. Confidential. Yours to keep whatever you decide.